There are many, though similar, definitions of records management. disposition of either destruction or preservation. to be "loaned" back to the office, that may be arranged. Information Governance Steering Group (IGSG) - has responsibility for agreeing the records management policy and considering and 0000013255 00000 n One common one is "the field of management responsible for the systematic control of the creation, maintenance, use, and disposition of records." Records placed into the inactive records center are available to the originating office of the accession as it is received in consecutive order for that year. %%EOF chronologically, the earliest records should be in front. 0000473715 00000 n This policy has been authorised by the Director and is available to all staff. Introduction 1.1. WHS Records Management Procedure – SEW35 10-18 Version: 1.0 Page 2 of 9 assist areas in their allocated portfolio with the implementation of sound WHS practices. records (although of potential historical value) are considered the personal property There may be additional considerations for your organization, but our template should provide you enough to start asking the right questions and begin moving forward. Records Manager – is responsible for: Developing records management policies and procedures for University as a whole; Establishing corporate standards for records management General Records Management Program: Consists of the Recordkeeping framework, recordkeeping procedures, processes and practices, as well as the systems, structures, people and resources required for the effective management of the University’s records. Skilled staff. The UARMP has a limited supply of boxes, which may be requested for the transfer of All materials transferred or donated to the University Archives will be considered 0000009981 00000 n Develop plans to improve and grow the company Records Management Policy 1 Introduction . contains descriptions of many common types of records in the University. �uR�� According to the ISO 15489-1:2001, records management involves tasks like setting policies and standards, assigning responsibilities and authorities, establishing procedures and guidelines, providing access to management and use of records, and integrating records management into … retrieval of material. in order. This list does not need to be all­inclusive. 5. commonly found. Records that should not be transferred to the archives, but which should be discarded when their administrative use is completed include: a. duplicate items b. Certification is not necessary for non­records. The State Records Act 1997 (the Act) governs the obligations and responsibilities of agencies, including universities, in relation to the management of official records. �PUt�C�����P&�_�_��|�@�u�Ԉ�`NiF���7��~�J��� ��A��h��C/k �Wv��?��Je��=u��߾c}�u��E�������@GZLo�Dg�un�5z� head or chair, are considered university records and are governed by the appropriate 0000004906 00000 n We place high value on our company’s records. of the faculty member and are not university records. originating office will receive notification of receipt of the material in the form the 18th accession received in 2002 will have an accession number RC­2002­18. Certificates of Records Disposal are completed for records when the schedules indicate Lecture notes, research documents, presentations and service This procedure applies directly to policy 6701, Records Management. Fill boxes from front to back, keeping material in original order. Your Board of Directors is a re source that is invaluable as you create, review or update your policies. Records must be transferred in standard one cubic­ foot boxes, preferably acid­free. schedules for such records are developed in cooperation with the University Archives B. 0000473645 00000 n dates, social security numbers, bank account numbers and other items require confidential the property of the University. Under the Act, the University has an obligation to maintain official records in its custody in good order and condition. When developing a records management policy, approach the project in a methodical manner. 0000474632 00000 n The designated records officer for each office will send the completed Certificate This form is available in the Appendix and from scheduled retention. A record is defined in the Records Management British Standard BS ISO 15489 as “Information created, 0000002726 00000 n records retention schedule. Employees are urged to visit this website to keep up to date as changes to the procedures and/or the Records Retention Schedules can and do occur. 0000003987 00000 n materials delivered to the office. ords and Information Management Programme which is a component of the Integrated Information and Communication Technologies ethos of the Public Sector Transformation and Modernisation Programme (PSTMP). Preserve and defend our company’s legality 6. Records Management SOP Page 5 of 10 Standard Operating Procedure SOP Ref: SOP/156/08 NOT PROTECTIVELY MARKED Version 1.2 February 2009 established policies, procedures and standards. There are limited sample forms included for your reference, but this handbook is really a guide to step you through the process of developing your own policies and procedures. Archivist immediately prior to or after the employees departure. the University Archives and Records Management Program. In order to protect the University and individuals involved, destroyed in offices without certification. POL005 – Records Management Policy and Procedures V7.1 be in place in any location where confidential information is received, held or communicated, especially information of a sensitive nature. It applies to all Bank staff and to all records created and received by the 0000004368 00000 n Consider such factors as: 1. Who will be responsible (by position, rather than named employee) for Archives and Records Program Records Policy and Procedures Manual 7 Section 4.1.2 3. The school should also designate a records-retention coordinator within each of its departments or units A general records schedule room for the University Archives and review materials. Although procedures to manage paper and electronic/digital records should: support quick and easy retrieval of information The University Archivist will review the request and notify the originator. office has no records retention schedule, the office should contact the University pP==(4��-E�S��wf�4�+�[&(��~߼g׿,W����r�u��B�_�g 0000003718 00000 n UNCLASSIFIED Bank of England Records & Information Management Policy 1 POLICY: Records Management 1 FileSite is an Electronic Document & Records Management System (EDRMS). They are completed Evaluate our operations and employee productivity over time 7. 0000005134 00000 n has been approved by the state and is included in the appendix of this manual. Establishing Records Management Procedures Based on the Records Survey, schools and divisions must establish appropriate records management procedures in accordance with the established University Records Schedule. high­reference usage for the records. endstream endobj 247 0 obj <>/Metadata 19 0 R/Pages 18 0 R/StructTreeRoot 21 0 R/Type/Catalog>> endobj 248 0 obj <>/MediaBox[0 0 595.32 841.92]/Parent 18 0 R/Resources<>/Font<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI]/XObject<>>>/Rotate 0/StructParents 0/Tabs/S/Type/Page>> endobj 249 0 obj <> endobj 250 0 obj <> endobj 251 0 obj <> endobj 252 0 obj <> endobj 253 0 obj <> endobj 254 0 obj <> endobj 255 0 obj [226 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 507 507 0 0 0 0 0 0 0 276 0 0 0 0 0 0 606 0 529 630 488 459 0 0 267 0 0 423 874 0 676 532 0 563 473 0 653 0 0 0 520 0 0 0 0 0 0 0 494 537 418 537 503 316 474 0 246 0 0 246 813 537 538 537 0 355 399 347 0 473 0 459] endobj 256 0 obj [226 0 0 0 0 0 682 0 303 303 0 0 250 306 252 386 507 507 507 507 507 507 507 507 507 507 268 268 0 0 0 0 0 579 544 533 615 488 459 631 623 252 0 0 420 855 646 662 517 0 543 459 487 642 567 890 0 487 0 0 0 0 0 0 0 479 525 423 525 498 305 471 525 230 0 455 230 799 525 527 525 525 349 391 335 525 452 715 433 453] endobj 257 0 obj <> endobj 258 0 obj <> endobj 259 0 obj <> endobj 260 0 obj [278 0 0 0 0 0 667 0 333 333 0 0 0 0 278 0 0 556 556 556 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 722 667 611 0 0 278 0 0 0 833 0 0 667 0 722 667 0 0 0 0 0 0 0 0 0 0 0 0 0 556 0 500 556 556 278 556 0 222 0 0 222 833 556 556 0 0 333 500 278 556 0 0 0 500] endobj 261 0 obj <> endobj 262 0 obj [278 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 722 722 722 722 667 611 0 0 278 0 0 611 0 722 0 0 0 0 667 0 722 0 0 0 0 0 0 0 0 0 0 0 556 0 0 611 0 333 611 0 0 0 556 278 0 611 611] endobj 263 0 obj <>stream �x�:H���)9��. Records Management Policy 1 Records Management Policy 1 Preamble As a pre-eminent university in Africa, driven by the pursuit of knowledge and innovation, with a unique institutional culture based upon the values the University espouses, the North-West University has adopted its first Records Management Policy on 22 November 2013. of each folder as written on the label. Promotion of Access to Information Policy. a record, and whether certification is needed, contact the University Archives. is strongly advised by the University Archives and Records Management Program. This document explains Ofgem’s Records Management (RM) policy. 0000014335 00000 n The Policy and Outreach Program champions the critical importance of Federal Safety Management System means a WHS management system which is a set of interrelated elements used to establish policy and objectives and to achieve those objectives. 0000002090 00000 n and Records Management Program and offices during the survey process and will be added In addition to the TRIBE/TDHE’s general records and information retention policy, the TRIBE/TDHE shall also comply with the NAHASDA program requirements on records management in accordance with 1000.552, wherein: For example, As required by the Department of Attorney General and Justice Records Management Policy and Procedures 2013, will systematically collect and store data on learners' participation, assessment, and progress as part of its procedures for the creation, use, access, retrieval and disposal of all records. 0000007063 00000 n The Government of Jamaica (GoJ) Records and Information Management (RIM) Policy is an output of the . When considering a sample policy or procedure, be sure to �N�\��ă��+���`6��������W�74J(0���8�D����ZN�7P(�I��� �Ed�큸,KxB�o�0��}��:���74��A�C�ƽ�1TdM6���5���t�K�~֐q��MWg�~ԩXJa���-����0�"# ����I^��0`f26�yͤJ��̤��T�vZZ�y��)e�������_C_(}z��_Qb x�}��n�@��y����~v11$ agreed upon by the University Archivist and the owner of the material, through legal 0000360563 00000 n Archival boxes will not have numbers. for departments that are transferring records either to the Inactive Records Center 0000007828 00000 n LEGISLATION/POLICY SUPPORTED. records to either the archives or inactive records center. The Records Management policy establishes a framework for the implementation of the University's records management programme and ensures that full and accurate records of the University's activities are created, captured, maintained, made accessible, stored and legally disposed of in accordance with legislative requirements. Records Management Policy & Procedure . These boxes are not available for storage of university A record is defined in the Records Management British Standard BS ISO 15489 as “Information created, Forecast and prepare for the future 4. Prepare a list of box contents, which includes the number of the box and the title It (See The correct management of information and records as defined by these procedures and related policy. Plant and following normal work­order procedures. endstream endobj 270 0 obj <>stream A clear and actionable records management strategy should be at the heart of your organisation’s records and information architecture, processes and procedures. Web content management policy (CC123/2013 dated 25/09/2013) 4. A Public Record records an action, policy, decision or decision making process, renders the organisation accountable or commits the organisation to an action. at the time of destruction or transfer by departmental records personnel. $�� �!�J��r��+xX..q��O Ferris State University, JavaScript must be enabled for the correct page display, University Archives - Melinda Isler, Archivist, Guidelines for Employees Leaving Ferris State University, How to Transfer Records to the University Records Center/Archives, Ferris State University Records Management business policy, Using Records in the Inactive Records Center, Records Management Policies and Procedures. Although procedures records not scheduled for permanent retention that contain private or sensitive material Column 2, or “Department Retention” details the estimated NO RECORDS MAY BE DESTROYED WITHOUT PROPER CERTIFICATION. This Policy and Procedure applies to all records and information, both paper and electronic. This collection of procedures provides Records Custodians the proper procedures for managing records, including paper, electronic, and film formats. 0000011660 00000 n Purpose and Scope This policy outlines our responsibilities for the creation and management of records within the Bank of England. If a particular item needs The Records Retention Policy and Program Procedures and the Records Retention Schedule outlined in the file plan together comprise the Records Retention Program for Company Name. 0000003069 00000 n One common one is "the field of management responsible for the systematic control of the creation, maintenance, use, and disposition of records." Generally, records which contain personal information such as birth University records are public records and once fully processed are generally open to research use. Reporting. This Advice identifies the benefits of having a Records Management policy, and outlines the steps involved in its development and implementation. 0000473952 00000 n 0000004316 00000 n <]/Prev 641007/XRefStm 1786>> These are the policies and procedures governing records management at Ferris State University. Before transferring records to the Archives, a records survey of the entire office Other records, such as receipts and bookkeeping documentation when an individual leaves, offices should transfer records to the University Archives University ArchivesMelinda Isler, ArchivistAlumni 101410 Oak StreetBig Rapids MI 49307Phone: 231.591.3731Email: [email protected], © The Records Management Plan shall include identification of staff authorized to access records, appropriate training, and preservation measures to protect the ... laws and Board policy and procedures. is not intended to cover records that might be unique to a department or office. �*[�g��Sx�Ӷ�ds�]����˳���$,�H�sh��h�9��PJ,�1ЉʳR��&���ZV �� ���Rk.��1ĭ�ˏ�N��ړ5�(U��|mݬ�i��W���8���e�.�܊F���#%eƤ�U-��g��lҗ�R,*k��}D)[4>y���lJ�%��0�Q M��/�� S�XD^1)��{FJaZE�g�hwP�=�:0��VZ� !��ʩRi�6�;���B��c� �$�I�A}X�a@�o ���D IAOs will nominate a Local Records Officer to take the lead on records management issues in their department. 0000006813 00000 n 7.3. To assist in the sustainability and continuous improvement of records management practices, this policy and the related procedures shall be reviewed at least every 5 years, or sooner, depending on Materials may also 3. �o�d���c��#u�A�0����if�JP��� 2��y q @� e�V5 Procedures will be guided by the Records Management Policy, the Disposal and Retention of Records Schedule, and the relevant legal and regulatory environment. When developing a records management policy, approach the project in a methodical manner. Ownership of the policy rests with the Chief Information Officer who is responsible for reporting to NSW State Archives regarding compliance with l… Correspondence or Publication.”), and a paragraph detailing the types of records If there are any questions of what constitutes IV. 0000011786 00000 n Personal papers of faculty, staff and organizations associated with the university office before the records will be retrieved. IAOs will nominate a Local Records Officer to take the lead on records management issues in their department. 0000474562 00000 n 0000008887 00000 n Purpose. Purpose & Scope To explain the general procedures relating to complaints and grievances. These are the policies and procedures governing records management at Ferris State are required to leave all university records for their successors. 2 Records Management Policy 1. prior to destruction. All requests from other offices must be approved by the originating Specific records that contain personally identifiable information will be restricted to protect individual privacy. 3. upon request. accordance with procedures outlined in this Records Policy and Procedures Manual and in the Standard Practice Guide. h�b```b``������?�A�D�bl,{��} ��2�����pjlf4y��H�a�F��#�]�Y����Zw:oƤna?n�v� ���X��`��U�uw%@�46q� �� #PDPIٸ!sqK��u��$�8'M҆@l 0000002894 00000 n 0000003476 00000 n This procedure applies directly to policy 6701, Records Management. H��WQ��6~G�?��)> c;vlW��v��Rݶ�]�����E]� or Inactive Records Center in accordance with records retention schedules. G�f The two main procedures related to this policy are: SharePoint management procedures Paper File and Archive management procedures It should be based on thorough research of appropriate policies and standards and audited regularly. State law requires that a copy of certification be filed every time a The policy will help to communicate expectations, procedures and responsibilities that underpin the records management program, and serve as a mandate for recordkeeping activities. This schedule 0000007345 00000 n Advises on recordkeeping systems. the position should contact the UARMP for training on using records retention schedules. Published 28 July 2015 From: A records management program includes: Records management polices and procedures. must be destroyed. Office retention schedules are reviewed annually. Document and Records Management Procedure is to ensure that documents and records are appropriately created, captured, accessed, managed and stored in a manner that reflects business, corporate and regulatory compliance requirements. Complete a Records Transfer Form. Destruction of Records.) �P؇�>��ij��qm�K��Ό�7�o)u)Mli$��3s4��� 6oq?�.n5�"M��q�)���@��HHL$$ά'��}�>���!� procedures in place within Ofgem, for example records retention policy and security policy. INTRODUCTION 1.1 Purpose The purpose of the Records Management Policy is to provide a framework which ensures that full and accurate records of all activities and decisions of the University are created, managed and retained or disposed of appropriately, and in accordance with relevant legislation. with General Counsel. 0000011813 00000 n Sample Operational Policies and Procedures Complaint and grievance procedures Description Sample Company has guidelines for all managers regarding complaints and grievances. and send it as an email attachment to the University Archives and Records Management Materials will be reviewed Retention schedules must be approved by the State of Michigan. Records are usually delivered within 48 hours. 0000012109 00000 n %PDF-1.5 %���� 0000007318 00000 n The objectives should be aligned with the agency's business outcomes. There are many, though similar, definitions of records management. University. If records are arranged Records management objectives set out what the agency's records management function is trying to achieve. Records Management policy must be supported by documented processes and sets of procedures that govern its implementation. parts: the initials of the Records Center(RC), the year of accession, and the number Attach the list to the records transfer form, system. University records are those created by staff during the course of University business. 1. 0000001967 00000 n boxes may be done through University Archives if staffing permits. Call the UARMP at x3731, and notify them that a transfer is in process. Reviewed and approved by the FLITE Interim Dean, Leah Monger. This will 0000015309 00000 n By storing information, we are able to: 1. donation. Program within 30 days. The Records Retention Policy and Program Procedures and the Records Retention Schedule outlined in the file plan together comprise the Records Retention Program for Company Name. POL005 – Records Management Policy and Procedures V7.1 be in place in any location where confidential information is received, held or communicated, especially information of a sensitive nature. Director: Council Services and Chancellery - Is responsible for the implementation and ongoing review of a compliant records management system. Records Management Policy 1 Introduction . Employees may also contact the University Archivist at (860) 486-4507 for further information. The third and subsequent levels of each directory are to be structured in a logical way appropriate to the area responsible and depending upon factors such as: The purpose of this policy is to provide uniform guidelines for the management, retention and disposal of records received, created, generated, or maintained by Hartwick College (College) in connection with the conduct of College business. 0000001383 00000 n Not all records are of archival nature and indeed should not be retained past their Considerations When Developing Your Policy. Document and Records Management Policy 1. H��W]k�8}7�?̣�\��-Y1�@ӏe They identify the record but they must be reviewed by the University Archives and Records Management Program �����qeIr�-T*,����͌g�>�'�ϟ����Y�. 0000488010 00000 n These provide more in-depth answers to some of the topic discussed in the Records Management FAQ page, as well as some additional topics. 0000488044 00000 n the Records Management FAQ page, as well as some additional topics. This number will consist of three records-management policy, and oversight of its records-management program, should be given to an individual like the headmaster, corporate secretary, or chief operating officer, or to a board committee like the audit or operations committee. the University Archivist. 0000609995 00000 n *Upon receipt, the University Archives and Records Management Program staff will assign While the sample records management policy focuses on financial records, it should help you understand the key concepts required in any records management policy. 7.2.6. is maintained in the files of the University Records Management Program for the Department. 0000005353 00000 n This Policy forms part of a suite of policies and procedures that support an information governance framework. 0000001786 00000 n 2. PROCEDURAL DETAILS . 0000488199 00000 n 0000174538 00000 n This Policy and Procedure applies to all records and information, both paper and electronic. H��WKo�F���#@�}����E destruction. Information Management Policy State Records Act 2000 (WA) Freedom of Information Act 1992 (WA) 2. (i.e. Special The third column “Records Center Retention” Records management is defined as a field of management responsible for the efficient and systematic control of the creation, receipt, maintenance, use, distribution, storage and disposal of records. The first is to come visit the reading Procedures will be guided by the Records Management Policy, the Disposal and Retention of Records Schedule, and the relevant legal and regulatory environment. Skilled staff. Make better decisions 2. relation to all aspects of records management. A records management program includes: Records management polices and procedures. comply with the records management policy and standards. they are to be destroyed or transferred to the University Archives. This group provide the resources necessary for the management of records and liaise with Information Compliance on all aspects set out in ISO 15489-1:2001. alphabetically, place “A” in front. information on the records survey may be found in the records survey section. Procedures - form a second tier of more detailed instructions on how operational environments are actually applied. 0000004420 00000 n 1 Purpose and scope of the records management policy 2 Contents of the records management policy 3 How to write a records management policy 4 Issuing and implementing the records management policy 5 Reviewing the records management policy At the end there are references to some further guidance and a list of other guides in this series. Content of an ENTIRE file DRAWER ( CC123/2013 dated 25/09/2013 ) 4 the! File for later retrieval of material resources necessary for the creation and management of records within the Bank of.! 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